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General Exchange Act
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#	Item
341	NVSE EURONEXT Janet McGinness EVP & Corporate Secretary General Counsel, NYSE Markets Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-28 12:15:08 Investment Stock market Economy of the United States United States securities law Self-regulatory organizations Regulation NMS Chicago Stock Exchange Securities Exchange Act National market system plan Financial markets United States Securities and Exchange Commission Financial economics
342	Request for rulemaking to amend Rule 502(c) of Regulation D to eliminate the prohibition on offers or sales of securities by general solicitation or general advertising with respect to private funds Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2012-01-10 08:47:43 Financial services 76th United States Congress Institutional investors Collective investment schemes Hedge fund Regulation D U.S. Securities and Exchange Commission Investment Company Act Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Investment Finance
343	AMERICAN Michael J. Ryan, Jr. Executive Vice President & General Counsel Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-02 10:12:13 Finance Boston Options Exchange Securities Exchange Act Market maker Algorithmic trading Order Payment for order flow Short International Securities Exchange Financial economics Financial markets Investment
344	Janet McGinness EVP & Corporate Secretary General Counsel, NYSE Markets NVSE EURONEXT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-28 12:09:47 Economy of the United States United States securities law Investment Self-regulatory organizations 73rd United States Congress Chicago Stock Exchange Regulation NMS Securities Exchange Act National market system plan United States Securities and Exchange Commission Financial markets Financial economics
345	July 22, 2013 News Release Company: Olympus Corporation Representative Director, President: Hiroyuki Sasa (Code: 7733, First Section, Tokyo Stock Exchange) Contact: Tetsuo Hyakutake, General Manager, Public Relations and Add to Reading List Source URL: www.olympus-global.com Language: English - Date: 2014-10-02 05:00:15 Finance United States securities law Corporate finance Investment Securities Act Rule 144A Securities regulation in the United States Greenshoe Stock Financial economics Stock market United States Securities and Exchange Commission
346	Are you an informed investor? Private Placements In 2012 , Congress passed the JOBS Act, which directs the Securities and Exchange Commission (SEC) to implement rules that, among other things, allow general solicitation Add to Reading List Source URL: in.gov Language: English - Date: 2014-09-19 12:19:32
347	November 18, 2013 News Release Company: Olympus Corporation Representative Director, President: Hiroyuki Sasa (Code: 7733, First Section, Tokyo Stock Exchange) Contact: Tetsuo Hyakutake, General Manager, Public Relations Add to Reading List Source URL: www.olympus-global.com Language: English - Date: 2014-10-02 05:00:05 United States securities law Corporation Securities Exchange Act Business Private law Law Terumo Hatagaya Shibuya
348	Leonard J. Amoruso General Counsel June 22, 2011 Ms. Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-23 14:04:00 United States Securities and Exchange Commission Investment Mathematical finance Uptick rule Financial markets Regulation NMS U.S. Securities and Exchange Commission Securities Exchange Act Volatility Stock market Financial economics Finance
349	IN THE MATTER OF THE BUSINESS CORPORATIONS ACT R.S.Y. 2002, Chapter 20, as amended -andIN THE MATTER OF CATAMARAN CORPORATION SUPERINTENDENT’S ORDER[removed]YBCA Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-10-02 12:47:44 Business 73rd United States Congress Financial regulation Securities Exchange Act Corporation U.S. Securities and Exchange Commission Annual general meeting Securities and Exchange Commission Ontario Securities Commission United States securities law Law United States Securities and Exchange Commission
350	RFP Title: Cost Benefit and Evaluation RFP No: CFCC[removed]LM ATTACHMENT 4 GENERAL CERTIFICATIONS FORM Add to Reading List Source URL: www.courts.ca.gov Language: English - Date: 2014-07-26 08:26:45 United States Securities and Exchange Commission Stock exchange Stock market Securities Exchange Act Contract Law Financial economics Investment Contract law United States securities law 73rd United States Congress

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